| GARRETT NAGLE & CO., INC. |
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| 300 Unicorn Park Drive |
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| Woburn, MA 01801 |
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| SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2017 |
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| Under Rule 11Ac1-6 as adopted, broker-dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the identity of the venues to which orders are routed for execution. The reports also disclose the nature of the broker-dealer's relationship with those venues, including the existence of any internalization or payment for order flow arrangements. Finally, broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution. |
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| Securities Listed on New York Stock Exchange |
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| Summary Statistics : |
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| Non-directed orders as percentage of total customer orders |
100.00% |
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| Market orders as percentage of total non-directed orders |
70.00% |
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| Limit orders as percentage of total non-directed orders |
30.00% |
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| Other orders as percentage of total non-directed orders |
0.00% |
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| Venues Receiving Significant Percentage of Total Non-Directed Orders : |
Market orders as percentage of total market orders |
Limit orders as percentage of total limit orders |
Other orders as percentage of total other orders |
| Citadel Securities LLC |
40.00% |
45.24% |
27.78% |
0.00% |
| VIRTU Americas LLC |
20.00% |
21.43% |
16.67% |
0.00% |
| G1 Execution Services, LLC |
8.33% |
11.90% |
0.00% |
0.00% |
| EDGX Exchange, Inc. |
6.67% |
0.00% |
22.22% |
0.00% |
| Two Sigma Securities, LLC |
6.67% |
9.52% |
0.00% |
0.00% |
| BATS BZX Exchange |
6.67% |
0.00% |
22.22% |
0.00% |
| BNY Mellon Capital Markets LLC |
3.33% |
2.38% |
5.56% |
0.00% |
| Instinet LLC |
3.33% |
2.38% |
5.56% |
0.00% |
| National Financial Services LLC |
3.33% |
4.76% |
0.00% |
0.00% |
| WOLVERINE SECURITIES, LLC |
1.67% |
2.38% |
0.00% |
0.00% |
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| Securities Listed on The Nasdaq Stock Market |
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| Summary Statistics : |
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| Non-directed orders as percentage of total customer orders |
100.00% |
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| Market orders as percentage of total non-directed orders |
30.61% |
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| Limit orders as percentage of total non-directed orders |
69.39% |
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| Other orders as percentage of total non-directed orders |
0.00% |
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| Venues Receiving Significant Percentage of Total Non-Directed Orders : |
Market orders as percentage of total market orders |
Limit orders as percentage of total limit orders |
Other orders as percentage of total other orders |
| Citadel Securities LLC |
38.78% |
50.00% |
33.82% |
0.00% |
| VIRTU Americas LLC |
28.57% |
20.00% |
32.35% |
0.00% |
| EDGX Exchange, Inc. |
10.20% |
0.00% |
14.71% |
0.00% |
| Two Sigma Securities, LLC |
7.14% |
13.33% |
4.41% |
0.00% |
| BATS BZX Exchange |
5.10% |
0.00% |
7.35% |
0.00% |
| G1 Execution Services, LLC |
2.04% |
0.00% |
2.94% |
0.00% |
| Investors Exchange |
2.04% |
0.00% |
2.94% |
0.00% |
| National Financial Services LLC |
2.04% |
6.67% |
0.00% |
0.00% |
| BNY Mellon Capital Markets LLC |
1.02% |
3.33% |
0.00% |
0.00% |
| NASDAQ Execution Services, LLC |
1.02% |
0.00% |
1.47% |
0.00% |
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| Securities Listed on NYSE MKT or Regional Exchanges |
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| Summary Statistics : |
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| Non-directed orders as percentage of total customer orders |
100.00% |
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| Market orders as percentage of total non-directed orders |
66.67% |
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| Limit orders as percentage of total non-directed orders |
33.33% |
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| Other orders as percentage of total non-directed orders |
0.00% |
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| Venues Receiving Significant Percentage of Total Non-Directed Orders : |
Market orders as percentage of total market orders |
Limit orders as percentage of total limit orders |
Other orders as percentage of total other orders |
| G1 Execution Services, LLC |
33.33% |
0.00% |
100.00% |
0.00% |
| VIRTU Americas LLC |
33.33% |
50.00% |
0.00% |
0.00% |
| Two Sigma Securities, LLC |
33.33% |
50.00% |
0.00% |
0.00% |
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| Exchange - Listed Options |
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| Summary Statistics : |
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| Non-directed orders as percentage of total customer orders |
0.00% |
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| Market orders as percentage of total non-directed orders |
0.00% |
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| Limit orders as percentage of total non-directed orders |
0.00% |
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| Other orders as percentage of total non-directed orders |
0.00% |
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